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financial adviser

Ross Andrew Hopkins of Killara, New South Wales, Australia, has been sentenced in the District Court of New South Wales to a maximum period of six years’ imprisonment, with a non-parole period of four years following his conviction on a guilty plea for using clients' funds for his own benefit.

BIScom Subsection: 

Ben Jayaweera, of Upper Mt Gravatt, has today appeared in the Brisbane Magistrates' Court charged with six counts of fraud involving approximately AUD5.9 million.

FCRO Subsection: 

The Australian Securities and Investments Commission (ASIC) has permanently banned financial adviser Ezzat-Daniel Nesseim from providing financial services.

BIScom Subsection: